Percutaneous (Endoscopic)
Decompression Discectomy
for Non-Extruded Cervical Herniated
Nucleus Pulposus
JOHN C. CHIU, M.D.
DIRECTOR
THE CALIFORNIA CENTER FOR MINIMALLY INVASIVE SPINE SURGERY
THOUSAND OAKS, CALIFORNIA
KENNETH K. HANSRAJ, M.D.
FELLOW IN MINIMALLY INVASIVE SPINE SURGERY
THE CALIFORNIA CENTER FOR MINIMALLY INVASIVE SPINE SURGERY
THOUSAND OAKS, CALIFORNIA
FELLOW IN SPINE SURGERY
CORNELL UNIVERSITY MEDICAL CENTER
NEW YORK, NEW YORK
CLIFF AKIYAMA, B.S.
RESEARCH ASSOCIATE
THE CALIFORNIA CENTER FOR MINIMALLY INVASIVE SPINE SURGERY
THOUSAND OAKS, CALIFORNIA
MARK GREENSPAN, M.D.
ORTHOPAEDIC SURGERY, SPORTS MEDICINE, AND ARTHROSCOPIC SURGERY
CENTER
SHERMAN OAKS, CALIFORNIA,
In 1838, Key (2) described the pathological findings of two cases of
cord compression by "intervertebral substance." In the 1800s and
early 1900s many cases of chondromas of the cervical spine were reported.
In 1928 Stookey (50) described the clinical symptoms and anatomic location
of cervical disk herniation. In 1934, Mixter and Barr documented four cervical
disc protrusions. Before 1950, the standard approach to discs in this region
was posteriorly with laminectomy. In the 1950s Bailey, Badgley, Cloward,
(10,11) Smith and Robinson (48) popularized the anterior approach with interbody
fusion. Hirsch (19) in 1960, then Robertson (44) in 1973, recommended cervical
discectomy without fusion. Similar results were noted.
Open cervical discectomy is considered the standard. (19) However, open
discectomy is associated with a significant morbidity, graft doner site
symptoms and a significant period of convalescence. (49) Because no grafts
are used in the percutaneous cervical discectomy ( 4-6, 12, 44) the absence
of graft doner site symptoms results in a decrease in local morbidity and
in period of convalescence.
The purpose of this study is to further assess the safety and efficacy
of outpatient percutaneous (endoscopic) decompression discectomy (2-4, 23,
33, 29-47, 51, 53) in treatment
for symptomatic cervical nonextruded herniated nucleus pulposus (Figs 1a-c).
Materials And Methods
Between 1994 and 1996, 77 prospective consecutive patients were treated
with percutaneous (endoscopic) decompression discectomy. Their average age
was 43.3 years of age (28 to 70) and all were diagnosed with nonextrudcd
cervical herniated nucleus pulposus after 12 weeks of unsuccessful conservative
care failed. The C3 was involved twice (2.6%), C4 21 times (27. 3%),
Cs 47 times (61 %) and C6 22 times (28.6%) (Table 1).
| Table 1. 77 Cases from 1994 through 1996 with PCD |
| Cervical Level |
# of Patients |
| C3 |
2 (2.6%) |
| C4 |
21 (27.3%) |
| C4 |
47 (61%) |
| C4 |
22 (28.6%) |
Indications for Surgery:
- Pain radiating from neck downwards to the arm.
- Symptoms, and signs of sensory loss, tingling, numbness, muscle weakness
and decreased reflexes in the upper extremities.
- A positive MRI or CT scan for disk herniation consistent with dermatome
of clinical symptoms.
- No improvement of symptoms after a minimum of 12 weeks of conservative
therapy.
- Positive electromyographic study was considered helpful.
Contraindications for Slurgery:
- Evidence of acute or progressive degenerative spinal cord diseases.
- Evidence of neurologic or vascular pathologies mimicking a herniated
disc.
- Evidence of advanced spondylosis (significant bone spurs) with disk
space narrowing, diffuse annular bulging and other spine irregularities.
- Evidence of significant bony spurs blocking entry into the disc space.
- Evidence of cervical spinal canal or lateral recess stenosis.
- Evidence of an extruded disc or a free fragment.
- Evidence of pathologies or conditions such as fractures, tumors, pregnancy
or active infections.
The level of the cervical disc herniation was recorded in all patients.
A history was taken of prior surgeries especially to the spine. The patients
were queried as to the use of epidural injections, nonsteroidal anti-inflammatory
medications, oral steroids, muscle relaxants, aspirin, analgesics, tranquilizers,
oral morphine, or morphine analogues.
The presence of headaches and neck pain, weakness of muscles, muscle
spasm, and the range of motion were all documented. Numbness was noted with
consideration of the dermatome. Reflex changes were also recorded.
The findings of MRI scans and EMG/ NC5I studies were recorded. Intraoperative
complications consisting of inability to access pertinent part of disk,
and arterial or nerve compromise were assessed. Postoperative complications
involving arterial or nerve compromise, infection, residual neck pain, and
recurrent symptoms were noted.
Surgical Technique
After general anesthesia is administered, the patient is positioned in
a supine position with a cushion placed beneath the shoulders and the chin
is extended. A soft strap is placed over the forehead to stabilize it. The
shoulders are distracted gently downwards by the use of tape. C-arm flouroscopy
is used in both the AP and lateral planes. Using fluoroscopic imaging, a
guide wire is placed over the center of the disk-space. The point of entry
is adjacent to the medial border of the sternocleidomatold inuscile, usually
on the right, slightly below the midline mark of the disk space. Firm but
gentle pressure is applied digitally in the space between the sternocleidomastoid
muscle and the trachea, pointing towards the center of the disk space. The
larynx and trachea are displaced medially and the carotid artery laterally.
The anterior cervical spine is palpable with fingertips. The esophagus may
be made more prominent with the use of an esophageal tube. The pulse of
the carotid artery may be augmented with use of sympathomimetics (e.g. Ephedrine).
A 2-mm incision is made and the guide wire is entered into the annulus
fibrosis. Both We AP and lateral positions are checked. Following this,
a cannula is introduced over the guide voice and is held in place with the
use of a stopper. A mini-carette is utilized prior to the application of
the mini-discectomy cutter-forceps, the mini-discectomy "rasper
and the Discectome 5,6 A Discectome is introduced
within the cannula and its position is confirmed by fluoroscope in both
planes (Figs. 1, 3-7).
Figure 1. PCD instruments.
Firgures 4 through 8, x-rays of instruments in disk.
The disc material is removed with the combined use of a Discectome and
mini-spinal discectomy instruments including mini-curettes, mini cutter-forceps
and mini graspers. A critical fan sweep maneuver (6)
with a 25-degree "rocking" excursion from side to side
to increase the area of total disc removal can increase up to approximately
a 50-degree critical fan sweep area (in a cone-shaped manner) (Fig.
8). This procedure is performed and monitored with fluoroscope and x-ray
magnification and/or endoscopy (with a rigid or fiberoptic endoscope). endoscopy
was utilized on the last 63 cases (Fig. 9).

Figure 8: Critical Fan Sweep Manuever

Figure 9. Hole in post-op disk.
Results (Table
2)
Preoperatively, three patients (3.9%) were treated with epidural pain
injections. All patients were treated with nonsteroidal anti-inflammatory
medications. Fourteen patients (18.2%) were treated with oral steroids.
Fifty-three patients (69.8%) were treated with muscle relaxants. Twenty-six
patients (33.8%) were treated with aspirin. Five patients (6.5%) were treated
with tranquilizers. Two patients used morphine or morphine analogues For
pain control, but not postoperatively.
Patient follow-up evaluation occurred at an average of 13 months postoperatively
(1 to 18 months). Preoperatively, 77 patients (100%) reported neck pain
and postoperatively 5 patients (6.5%) reported varying levels of pain and
required occasional mild analgesic medication at the latest follow-up. However,
all patients were able to resume a fully active lifestyle. Two patients
had persistent mild neck and upper extremity pain, While 72 patients (93.5%)
had had excellent recovery without pain. There were no postoperative complications
involving arterial or nerve compromise; no infection was noted. Postoperatively,
44 patients (57.1%) were noted to have weakness from the dermatome, while
three patients (3.9%) had persistent or residual decreased weakness at the
latest follow-up. Seventy-seven patients (10(~%) demonstrated muscle spasm
of the neck, preoperatively, while two patients (2.6%) continued
to hay-c reduced muscle spasms postoperatively. Seventy-seven patients (100%)
demonstrated dermatome specific numbness and decreased pain and touch sensation
preoperatively while two patients (? 6%) reported persistent decreased
pain and touch sensation associated with numbness and tingling after surgery.
Postoperatively, 72 patients reported complete relief from subjective numbness
and tingling, while five patients (6.5%) reported occasional or intermittent
subjective numbness and tingling v. without a loss of pain and touch sensation.
The average time that patients returned to work was 2 weeks (3 days to 4
weeks) for non-worker compensation patients.
A number of patients underwent other procedures at the time of the PCD
procedure. One patient (1.3%) was treated with a prior anterior cervical
decompression and fusion at level C s-6 Four patients (5.2%) were treated
with appendectomies, one patient (1.3%) with a Magnuson-Stack procedure
of the shoulder, two patients (2.6%) with arthroscopy of the knee joint,
three patients (3.9%) with breast implants, two patients (2.6%) with removal
of breast implants, one patient with a percutaneous lumbar discectomy, and
three patients (3.9%) with liposuction.
MRI scans revealed non-extruded contained herniations that averaged 3
mm (range 2 to 5 mm) in size. EMG/NCV studies were performed in all cases
and the findings were related to the affected nerve root.
Discussion
Our two failures were found in patients who reported persistent
neck pain, paresthesias, and decreased pain and touch sensation. Both of
these patients were young and there was no evidence of spondylosis
or degenerative changes. One patient refused to have further evaluation
and returned to work. The other patient was evaluated by a physical examination
and EMG/NCV studies; neither evaluations determined the pathological source.
However, this patient had a history of depression and migraine headaches
and continued to lead an active life. Three other patients continued to
have occasiona1 mild neck and upper extremity pain, but returned to normal
life activities without objective neurological deficits.
These five patients used occasional mild analgesic medication
Our success rate of 93.5% reflects careful patient selection and that
the diagnostic evaluations, including MRI scans and EMG/NCV, were consistent
with the complaints and physical findings. The success rate reported in
the litcrature varies from 40-77%. Our high success rates s may he attributed
to proper patient selection and perhaps the youth of the patients.
Percutaneous decompression discectomy (PCD) performed for symptomatic
cervical non-extruded herniated nucleus pulposus technique appears to he
safe and efficacious, provided that patients are carefully selected and
diagnostic evaluation is consistent with symptoms and physical findings.
This type of less traumatic outpatient procedures (5,6, 54) can lead to
significant economic savings and less morbidity.
The Koros Mini Spinal Discectome System and the mini-micro disecctomy
instruments arc products of Koros Surgical instrument Corporation, Moorpark,
California.
References
- Ascher, P.W. Application of the laser in neurosurgery.
Lasers Surg. Med. 2:91-97, 1986
- Bailey, RW and Badgley, CE: Stabilization of the cervical
spine by anterior fusion. J Bone Joint Surg 1960 42-A:565
- Bernhardt, M, Gurganious, LR, Bloom, DL, White, AA 3d:
Magnetic resonance imaging analysis of percutaneous discectomy. A preliminary
report. Spine 1993 Feb;18(2):211 - 7
- Bonafe, A, Tremoulet, M, Sabatier, 3, Boetto, S: Foraminal
and latero-foraminal hernia. Mid-term results of percutaneous techniques
nucleolysis-nucleotorny. Neurochirugie I 993;39(2): 110-5
- Bonaldi, G, Minonzio, G, Belloni, G, Dorizzi, A: Percutaneous
cervical diskectomy: preliminary experience. Neuroradiology 1994 Aug;
36(6): 483-6
- Chiu, C. John, M.D., Kenneth K. Hansraj, M.D., Cliff
Akiyama, B.S. Mark Greenspan, M.D., Percutaneous Decompression Discectomy
for Non- Extruded Cervical Herniated Nucleus Pulposus, Poster Presentation,
Congress of Neurological Surgeons Annual Meeting, San Francisco, September,
1995
- Chiu, C. John, M.D., Kenneth K. Hansraj, M.D., Cliff
Akiyama, B.S.. Mark Greenspan, M.D., Percutaneous Decompression Discectomy
for Non- Extruded Cervical Herniated Nucleus Pulposus, Poster Presentation,
North American Spine Society, Washington D.C., October, 1995
- Chiu, C. John, M.D., Kenneth K. Hansraj, M.D., Cliff
Akiyama, B.S.. Mark Greenspan, M.D., Percutaneous Decompression Discectomy
for Non- Extruded Cervical Herniated Nucleus Pulposus1996, accepted
for publication in Surgical Technology International
- Castro, WH, Jerosch, J, Brinkmann, P: Changes in the
lumbar disk following use of non-automated percutaneous discectomy. A biomechanical
study. Z Orthop Ihre Grenzeb 1992 Nov-Dec;13O(6):472-8
- Castro, WH, Jerosch, J, Hepp, R. Schulitz. K: Restriction
of indication for
automated percutaneous lumbar discectomy based on computed
tomographic
discography. Spine 1992 Oct; 17(1O): 1239-43
- Castro, WH, Halm, H, Rondhuis, J: The influence of automated
percutaneous lumbar discectomy (APLD) on the biomechanics of the lumbar
intervertebral disc. An experimental study. Acta Orthop Belg 1992;ss(4):400-5
- Cloward, RB: The treatment of ruptured lumbar intervertebral
discs by vertebral body fusion. J Neurosurg 1953;10:I5
- Cloward, RB: The anterior approach for removal of ruptured
cervical discs. J Neurosurg 1958; 15:602
- Courtheoux, F, Theron, J: Automated percutaneous nucleotomy
in the treatment of cervicobrachial neuralgia due to disc herniation. J
Neuroradiol 1992 Sep;19(3):2116
- Davis, GW, Onik, G, Helms, 0: Automated percutaneous
discectomy. Spine 1991 Mar;16(3):359-63
- Fukishima, T. Ishijima, B. Hirakawa, k. et al
Ventriculofiberscope: a new technique for endoscopic diagnosis and operation.
J Neurosurg. 38:251-256, 1973
- Gill, K, Blumental, SL: Clinical experience with automated
percutaneous discectomy: The nucleotome system. Orthopedics 1991 JuI;14(7):757-60
- Gill, K: New-onset sciatica after automated percutaneous
discectomy. Spine 1994 Feb 15;19(4):466-7
- Gill, K: Retroperitoneal bleeding after automated percutaneous
discectomy. A case report. Spine 1990 Dec;15(12):1376-7
- .Gunzburg, R, Fraser, RD, Moore, R, Vernon-Roberts, B:
An experimental study comparing percutaneous discectomy with chemonucleolysis.
Spine 1993 Feb;18(2):218-26
- Helms, C. A., Onik, G., and Davis, G.W. Automated percutaneous
lumbar discectomy, Skeletal Radiol. 18:579-583, 1989
- Herkowitz, RN: Current status of percutaneous discectomy
and chemonucleolysis. Orthop Clin North Am 1991 Apr;22(2):327-32
- Hirsch, D: Cervical disc rupture: diagnosis and therapy.
Acta Orthop Scand 1960;30:172
- Hijikata, S. Percutaneous nucleotomya new concept
technique and 12 years experience, Clin. Orthop 289:9-23, 1989
- Kahanovitz, N, Viola, K, Goldstein, T, Dawson, E: A multicenter
analysis of percutaneous discectomy. Spine 1990; 15: 713-715
- Key, CA: On paraplegia depending on the ligaments of
the spine. Guy's Hosp Rep 1838;7:1737
- Komberg, M: Automated percutaneous lumbar discectomy
as treatment for lumbar disc disruption. Spine 1993 Mar 1;18(3):395-7
- Kotilainen, E: Microinvasive lumbar disc surgery. A study
on patients treated with microdiscectomy or percutaneous nucleotomy for
disc herniation. Ann Chair Gynaecol Suppl 1994;209:1-50
- Kotilainen, E, Alanen, A, Erkintalo, M, Valtonen, S,
Kormano, M: Magnetic, resonance image changes and clinical outcome after
microdiscectomy or nucleotomy for ruptured disc. Surg Neurol 1994 Jun;41(6):432-40
- Kotilainen, E, Alanen, A, Erkintalo, M, Helenius, H,
Valtonen, S: Postoperative hematomas after successful lumbar microdiscectomy
or percutaneous nucleotomy: a magnetic resonance imaging study. Surg
Neurol 1994 Feb;41(2):98-105
- Kotilainen, E, Valtonen, S: Percutaneous nucleotomy in
the treatment of lumbar disc herniation results after a mean follow-up
of two years. Acta Neurochir (Wien) 1994;(1-4): 47-52
- Koutrouvelis, PG, Lang, E, Heilen, R, Koulizakis, EN:
Stereotactic percutaneous lumbar discectomy, Neurosurgery 1993 Apr;32(4):582-6
- Krause, D, Drape, JL, Jambon, F, de Souza-Lima, A: Cervical
nucleolysis: indications, technique, results 190 patients. J Neuroradiol
1993 Mar;20(1):42 59
- Lebkowski, WJ: Percutaneous disc disease treatment. Ann
Ed Univ. Bialyst Pol 1993;38(1): 68-71
- Leonardi, M, Fabris, G, Lavaroni, A: Percutaneous treatment
of lumbar disc herniation, Ann Chair Gynaecol 1993;82(2):141-8
- Lin, SM, Cheng, CJ, Kuo, MF, Lee, WY, Chern, SH: Percutaneous
lumbar discectomy: indications and surgical results in 35 consecutive cases.
J Formos Med Assoc 1994 Aug; 93(8):702-8
- Luft, C, Weber, J, Horvath, W, Purgyi, P: Automated percutaneous
lumbar diskectomy (APLD): the early and late changes in the CT with a clinical
correlation. Rofo Fortschr Get Rontgenstr Neuen Bildgeb Verfahr 1992
Aug;157(2):136-9
- Maroon, JC, Onik, G, Vidovich, DV: Percutaneous discectomy
for lumbar disc herniation. Neurosurg Clin N Am 1993 Jan;4(1):125-34
- Matsunaga, S, Sakou, T, Taketomi, B, Ijiri, K: Comparison
of Operative results of lumbar disc herniation in manual laborers and athletes,
Spine 1993 Nov;18(15):2222-
- Mayer, HM, Brock, M: Percutaneous endoscopic discectomy:
surgical technique and preliminary results compared to microsurgical discectomy.
J Neurosurg 1993 Feb; 78(2):216-25
- Mayer, HM, Brock, M: Percutaneous endoscopic lumbar discectomy
(PELD). Neurosurg Rev I993;16(2):115-20
- Merlo, A, Stula, D, Wasner, M: The results of percutaneous
diskectomy, The course of pain, work capacity and therapy failure. Dtsch
Med Wochenschr 1994 Mar 25;119(12):407-13
- Mirovsky, Y, Neuwirth, MG, Halerin, N: Automated percutaneous
discectomy for reherniations of lumbar discs. J Spinal Disord 1994 Apr;7(2):181-4
- Mixter WJ, Bar JS: Rupture of the intervertebral disc
with involvement of the spinal canal, New England Journal of Medicine,
211:210-215, 1934
- Mochida, J, Arima, T: Percutaneous nucleotomy in lumbar
disc herniation. A prospective study. Spine 1993 Oct 15;18(14):2063-8
- Mochida, J, Toh, E, Nishimura, K, Nomura, T, Arima, T:
Percutancous nucleotomy in lumbar disc herniation. Patient selection and
role in various treatments. Spine 1993 NOV;18(15):2212-7
- Onik, G., Maroon JC, Davis GW: Automated percutaneous
discectomy: A prospective multi-institutional study, Neurosurgery 2:228,
1990
- Polk, DL; Percutaneous discectomy. J Okla State Med
Assoc 1994 Jan;87(1):16-9
- Privat, JM; Percutaneous nucleotomy-diskectomy techniques.
Automated and manual techniques. Indications and results. Neurochirurgie
1993;39(2):116-24
- Revel, M: Current therapeutic options in sciatica caused
by disk herniation. Rev Med Interne 1994 Feb;15(2):135-43
- Robertson, JT: Anterior removal of cervical disc without
fusion. Clin Neurosurg I 973;20:259
- Robertson, JT and Johnson, SD: Anterior cervical discectomy
without fusion. Clin Neurosurg 1980;27:440
- Sakou, T, Masuda, A, Yone, K. Nakagawa, M: Percutaneous
discectomy in athletes. Spine 1993 Nov;18(15):2218-21
- Schaffer, J. and Kambin, P Percutaneous posteroiateral
lumbar discectomy and decompression with a 6.9-millimemeter cannula, J,
Bone Joint Surg. Am. 73:322-831, 1991
- Schiltenwoif, M, Kaps, HP: Satisfaction following automated
percutaneous lumbar discectomy as a function of clinical parameters.
Z Orthop Ihre Gren;geb 1994 Jul-Aug; 132(4):316-21
- Schreiber, A., Suezawa, Y and Leu, Hj. Does percutaneous
nucleotomy with discoscopy replace conventional discectomy? Clin. Orthop.
238:35-42, 1989
- Sherk, H.H. Lasers in Orthopaedics, Philadephia, J.
B. Lippincoti, 1990
- Smith, GW and Robinson, RA: Anterior lateral cervical
disc removal and interbody fusion far cervical disc syndrome. Bull Johns
Hopkins Hosp 1955;96:223
- Smith L: Enzyme dissolution of the nucleous polposus
in humans, JAMA 187:137-140, 1964
- Smith L, Garvin PJ, Jennings RB, et al: Enzyme dissolution
of the nucleous pulposus, Nature 198:1311-1312, 1963
- Steffen, R, Nolte, LP, Visarius, H: Comparative biomechanical
studies following automated percutaneous nucleotomy and diskotomy. Z
orthop Ihre Grenzbeg 1993 May Jun;131(3):234-40
- Stookey, B: Cervical chondroma. Arch Neurol Psych
1928;20:275
- Ulrich, HW: Automated percutaneous diskectomy. Indication,
technique and results after 2 years, Z Orthop Ihre Grenzgeb 1992 Jan-Feb;13O(l):45-50
- Yeo, SJ, Tay, BK: Clinical experience with automated
percutaneous discectomy. Singapore Med J 1993 Aug;34(4):313-5
- Zhou, YC, Wang, CY: Percutaneous lumbar discectomy using
a new nucleotome system, Report of 182 cases. Chin Med J (Engl) 1993
Jun;106(6):446-51
- Zbou, YC, Zhou, YQ, Wang, CY: Percutaneous cervical discectomy
for treating cervical disc herniation--a report of 12 cases. J Tongji
Med Univ 1994;14(2):110-3